Alan Brockhaus, CFP®, ChFC®

Advisor

How I Arrived at Ritholtz

After working in a brokerage firm environment for over a decade and seeing “both sides of the fence” from both management and client-facing roles, I realized there had to be more to wealth management and began focusing on the financial planning aspects of the profession. I quickly realized the major brokerage firms were not the place to pursue a career in “real” financial planning. I had been listening to the Animal Spirits podcast and reading RWM blogs for a few years when the opportunity to work at RWM came around. I immediately jumped on the opportunity and the rest is history.”

Favorite Part Of The Job

“As cliché as it sounds, being in a position to help clients reach their financial goals and being a trusted advocate is the best feeling. Knowing that I play a part in client financial success and helping them navigate the more complex aspects of personal finance is the most rewarding part of this career.”

When I'm Not Working

“Making memories and spending time with my wife and kids is the best part of life. Outside of that, I enjoy working out, cooking and occasionally kayak fishing.”

Industry Experience

14 Years

Education/Certifications

BS in Finance with concentration in Financial Analysis, University of New Orleans. Certificate in Financial Planning, New York University. ChFC® CERTIFIED FINANCIAL PLANNER®

MEET OUR EXPERTS
GUIDING YOUR FUTURE

Explore the profiles of some of our other experienced professionals, each bringing their own strengths and insights to support your success.

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Dina Isola
Dina Isola
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Dina Isola
Benjamin Packer
Benjamin Packer
Client Service Associate
Benjamin Packer
Kyla Candelaria
Kyla Candelaria
Client Service Associate – Corp. Retirement
Kyla Candelaria
Josh Brown
Josh Brown
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William Sweet, CFP®
William Sweet, CFP®
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Matthew Papandrea, CFP®
Matthew Papandrea, CFP®
Advisor
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Callie Cox
Callie Cox
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Callie Cox
Jordan D. Hanson, CFP®
Jordan D. Hanson, CFP®
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Patrick Haley, CFP®
Patrick Haley, CFP®
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Duncan Hill
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Daniel Baxter
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Daniel Baxter
Jalen Randolph, CFP®
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Eric Zipfel
Eric Zipfel
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Brian Rosen
Brian Rosen
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Chris Carey
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Jonathan Novy
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Blair duQuesnay, CFP® CFA®
Blair duQuesnay, CFP® CFA®
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Cameron Rufus, CFP®
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Jay Tini
Jay Tini
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Barry Ritholtz
Barry Ritholtz
Chairman & Chief Investment Officer
Barry Ritholtz
Bill Artzerounian
Bill Artzerounian
Director of Tax Services
Bill Artzerounian
Nick Maggiulli
Nick Maggiulli
COO
Nick Maggiulli
Colleen Parker
Colleen Parker
Director of Client Service
Colleen Parker
Daniel Parra
Daniel Parra
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Travis Varga
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Tyler Hillyer, CFP®
Tyler Hillyer, CFP®
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Blake Wohlwend
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Michael Batnick, CFA®
Michael Batnick, CFA®
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Lauren Spears
Lauren Spears
Client Service Associate
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Adam Gock
Adam Gock
Sr. Client Service Associate
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Ross Cohen, CFP®
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Paul Zodtner, CRPC®, RICP®
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Susan Gray
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Everett Taylor, CPA®
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Joe Perna, CFA, CFP®
Joe Perna, CFA, CFP®
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Matt Cerminaro
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Ian Cully, CFP® CFA®
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Brianna Pintauro
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Lisa Paul
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Alex Messer
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Angelica Andrews
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Kris Venne, CFP®
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Adam Niestradt
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Patrick Schwendeman, CFP® ChFC®
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Anna Chaiken
Anna Chaiken
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Nicole Samoroukova
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Director of Experience & Media Producer
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Adam Day, CFP®
Adam Day, CFP®
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Jacobi Poesch
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Sr. Client Service Associate
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Gary Pulford, CTFA
Gary Pulford, CTFA
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Nick Friedman, CFP®
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Sr. Advisor
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Matt Lohrius, CFP®
Matt Lohrius, CFP®
Sr. Advisor
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Benjamin Coulthard, CFP®
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Lisa Rosenstein, CPA®
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Dylan Kluender
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Patricia Hatzfeld
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Kevin Young, CFP®
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Lauryn Lafferty
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Tony Isola, CFP®
Tony Isola, CFP®
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Nick Sapienza, CFP®
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Stephanie Baszner, CFP®
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John Grayson
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Sean Russo
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Taylor Hollis, CFP® CFA®
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Catalina Castillo
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Erika Mauro
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Nelson Crane
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Nathan Gilmore
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Alan Brockhaus, CFP®, ChFC®
Alan Brockhaus, CFP®, ChFC®
Advisor
Alan Brockhaus, CFP®, ChFC®