black curve iconblack curve icon

Patricia Hatzfeld

Chief Compliance Officer
Utica College, M.S. Economic Crime St. Francis College, B.S. Accounting Professional Organizations: CPA
How  I  arrived  at  RWM
“I had spent many exciting years as a regulator in the financial services industry, leading national programs to review compliance of broker-dealers and registered representatives with securities laws and rules. Having had exposure to various types of large and small firm compliance programs, I decided to take a new step in my career by pursuing a compliance role at a private firm. Given the trend of increasing registered investment advisory services, I was interested in challenging myself by learning and applying my skill set in this growing area. I was fortunate to learn of the opportunity to build out the Compliance program at RWM. It didn’t take me long to see how revered Barry and Josh were and I quickly realized that it was a chance to become part of one of the fastest-growing registered investment advisory firms in the nation and I never looked back.”
Favorite  part  of  the  job
“The ability to work in an entrepreneurial environment, empowered by some of the most preeminent thought leaders in the industry ”
When  I’m  Not  Working
“I enjoy spending time with my family. My husband Chris and I live on Long Island and are very proud of our three children Christina, Matthew and Sean. We like to enjoy all Long Island has to offer by playing golf, boating and enjoying the beaches.”
blob blurry icon
blob blurry icon