“I had spent many exciting years as a regulator in the financial services industry, leading national programs to review compliance of broker-dealers and registered representatives with securities laws and rules. Having had exposure to various types of large and small firm compliance programs, I decided to take a new step in my career by pursuing a compliance role in the growing investment advisory space. It didn’t take me long to see how revered Barry and Josh were, and I quickly realized that it was a chance to become part of one of the fastest-growing registered investment advisory firms in the nation, and I never looked back.”
“The collaboration and ability to work in an entrepreneurial environment, empowered by some of the most preeminent thought leaders in the industry. ”
“I enjoy spending time with my family. My husband Chris and I live on Long Island and are very proud of our three children, Christina, Matthew, and Sean.”
Explore the profiles of some of our other experienced professionals, each bringing their own strengths and insights to support your success.
Back to team